Ben Ottoy
Zonhoven
Summary
Compliance Manager focused on minimizing company liability by keeping all records, processes and training in full compliance with established standards and legal requirements. Quality-driven and hardworking with proven skills in spotting issues, developing resolutions and implementing corrective actions. Leveraging consulting experience to deliver innovative solutions and lead successful projects in the compliance industry.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Compliance Manager
PMV
01.2024 - 03.2024
- Implemented second-line controls for the Compliance Monitoring Program, ensuring comprehensive regulatory oversight.
- Updated and maintained the list of listed companies to ensure compliance with Market Abuse Regulation (MAR) requirements.
Senior Advisor Regulatory and Compliance
KPMG
03.2022 - 10.2023
- Updated AML Entity-Wide Risk Assessment.
- Conducted AML policy gap analysis and streamlined procedures.
- Created comprehensive manual of AML-related procedures.
- Evaluated and reviewed KYT transaction alert scenarios.
- Developed country and tax haven risk framework.
- Conducted weekly follow-up of Compliance Monitoring Program.
- Led AML Committees for a team of 4 analysts.
- Coordinated multiple KYC review projects.
- Provided staff and front office training on Compliance risks.
Regulatory Consultant
Capco
09.2020 - 03.2022
- Provided compliance consulting services.
- Served as Deputy Anti-Money Laundering Compliance Officer (AMLCO).
- Ensured quality assurance for KYC and KYT processes.
- Managed Customer Due Diligence (CDD) review projects.
Regulatory Consultant
Initio
11.2018 - 03.2020
- Deployed AML/KYC technology using GoldTier.
- Implemented Data Privacy and Security Governance technology with OneTrust, ensuring compliance with GDPR.
- Change Management: UBO register implementation for funds.
Financial Services Manager
Interboring
11.2017 - 11.2018
- Implemented new governance and ownership structures.
- Ensured GDPR compliance.
Account Manager
Bureau Van Dijk, Moody’s
03.2017 - 07.2017
- Managed existing client portfolio.
- Met with prospective business clients.
- Negotiated and renewed contracts.
- Conducted on-location product trainings.
Risk Manager
Société Générale Private Banking
06.2016 - 03.2017
- Managed Complaint Management Process.
- Participated in New Product Committee.
- Conducted Permanent Control reporting to C-level.
- Monitored financial incidents.
- Reviewed policies and procedures.
Security Acceptance
Euroclear Bank
10.2015 - 06.2016
- Accepted US standalone debt securities.
- Conducted due diligence.
Education
Master of Science - Business Economics
Catholic University of Leuven
Leuven07.2015
Skills
- Compliance Risk Management
- Corporate Governance
- Compliance Monitoring
- Policy and Procedure Management
- Compliance Training
- Anti-Money Laundering (AML)
- Know Your Customer
- Transaction monitoring
- Consulting
Certification
- Certified Compliance Officer (theory), Febelfin Academy - Magna Cum Laude
- Certified Compliance Officer (practice), Febelfin Academy - November 2024
- Financial Modelling and Valuation Analyst (FMVA), Corporate Finance institute - July 2020
Languages
Dutch
English
French
German
Personality
INTJ (NiTe): intuitive problem solver – desirous of knowledge
Personal Information
- Date of Birth: 09/22/91
- Nationality: Belgian
Hobbies and Interests
- Marathons
- Ethics
- Chess
- Sustainability
Timeline
Compliance Manager
PMV
01.2024 - 03.2024
Senior Advisor Regulatory and Compliance
KPMG
03.2022 - 10.2023
Regulatory Consultant
Capco
09.2020 - 03.2022
Regulatory Consultant
Initio
11.2018 - 03.2020
Financial Services Manager
Interboring
11.2017 - 11.2018
Account Manager
Bureau Van Dijk, Moody’s
03.2017 - 07.2017
Risk Manager
Société Générale Private Banking
06.2016 - 03.2017
Security Acceptance
Euroclear Bank
10.2015 - 06.2016
Master of Science - Business Economics
Catholic University of Leuven
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